Securities Attorneys

Securities Lawyers Protecting Investors’ Rights

Highly experienced, nationwide practice, personal attention

Securities Fraud Lawyers

Greco & Greco's attorneys have extensive experience representing investors in disputes with their stockbrokers, brokerage firms, financial planners, and investment advisors.

Our lawyers use this experience in arbitration and federal and state court to aggressively pursue recovery of investors' losses resulting from securities fraud, churning, lack of suitability, negligence, stockbroker malpractice, unauthorized trading, and other unlawful actions.  If you feel that you may have a claim, please contact us for a free consultation.

Greco & Greco is an Martindale AV-rated firmGreco & Greco is an AV® Preeminent™ Peer Review Rated firm.

Each client receives personal service from one of our principal attorneys. Read more...

For Investors

What constitutes investment fraud?

Legal grounds for investment fraud include unsuitability, violations of State Securities Acts, breach of fiduciary duty, negligence, common law fraud, more...

Do you need a securities fraud attorney?

Claims under which investors can recover their losses and other damages from a stock broker or brokerage firm include suitability, churning, fraud, unauthorized trading, margin disputes, Ponzi schemes. Read more...

NEWS: Greco & Greco Win the First Arbitration Award Against UBS Puerto Rico Regarding its Bond Funds.

Free Attorney Consultation
Toll-free 877-821-5550
Or Click Here

Hablamos Español (Pregunte por Ileana)

Areas of Practice

  • Securities fraud, churning, unsuitable investments, unauthorized trading, and investors' rights
  • Broker theft and embezzlement
  • Claims against stockbrokers and brokerage firms
  • Securities arbitration and litigation
  • Ponzi schemes scams
  • Hedge funds
  • FINRA arbitration
  • SEC securities fraud whistleblower claims
  • Claims by stockbrokers against their employers
  • Claims against registered investment advisors
  • Registered Representative commission disputes
  • Civil litigation

Contingency Fees

Greco & Greco regularly represents clients using a contingency fee arrangement. With a contingency fee, the only attorney’s fee paid by the clients is a percentage of monies recovered for the clients.

Recent Awards


First FINRA Arbitration Award Against UBS of Puerto Rico Regarding Bond Funds

$2 Million FINRA Award for Greco & Greco Clients

Stock Loss and Attorney Fees Awarded for Private Placement “Selling Away” Case

Greco & Greco Obtains $3.24 Million Arbitration Award

Damages, Punitive Damages, and Costs recovered for retired Mississippi man.

Recovery of losses incurred in Trust and IRA accounts of Washington, DC retiree as a result of unsuitable investments and stock trading.

Losses and Attorneys’ Fees Recovered for Northern Virginia Couple

Registered Rep Awarded Back Commissions Owed from Split Fee Agreement

Investment Losses Recovered for Disabled Charlottesville Woman

Full Damages Awarded for Failure to Make Suitable and Safe Recommendations

Greco & Greco recovers $75,000 Paid out of Disabled Woman’s Account to Alleged Business Venture of Broker

Read the full stories.


In addition to the arbitration awards referenced on this page, Greco & Greco has recovered millions of dollars for customers of stock brokers through settlements and mediation of arbitration claims over the past several years. Details of these settlements are subject to confidentiality requirements

East Coast base, nationwide practice, personal attention.

While we are based in the Mid-Atlantic (VirginiaMarylandWest Virginia,Washington, D.C., North Carolina, and Delaware area), Greco & Greco’s securities and stock fraud arbitration attorneys represent clients from across the country and around the world. Greco & Greco has represented securities arbitration Claimants from Florida, California, Texas, New York, Illinois, Indiana, North Carolina, Connecticut, Arizona, Washington, Oregon, Ohio, Pennsylvania, South Carolina, Minnesota, Mississippi, Switzerland, United Arab Emirates, Belgium, China, Poland, Canada, and England / United Kingdom (UK).

Securities Law News

Unsuitable ETF Trading Results in Large Losses

Our attorneys have represented many investors over the past several years who have suffered large amounts of losses in their securities accounts due to the improper and unsuitable trading of leveraged and inverse ETFs by their brokers.

SEC Fraud Charges Regarding the Nutmeg Group LLC

The SEC has filed civil fraud claims in Illinois against The Nutmeg Group, LLC and others.  Greco & Greco is currently representing investors seeking recovery of their related losses in FINRA arbitration.

SEC Adopts Securities Fraud Whistleblower Rules

The SEC recently approved final rules to govern its whistleblower program established pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The program has been established to encourage individuals to alert the SEC to evidence that helps the SEC in bringing securities fraud cases.

McLeod Ponzi Scheme Preys on Government Employees

The SEC filed an Emergency Complaint on June 24, 2010 against the Estate of Kenneth Wayne McLeod, F&S Asset Management Group, and Federal Employee Benefits Group, alleging that Mr. McLeod engaged in a ponzi scheme.

Medical Capital Charged With Fraud

The SEC alleges that Medical Capital paid out 24% of investor funds as administrative fees and engaged in sham intercompany transactions to pay back principal and interest to investors in prior offerings.

Provident Royalties / Shale Royalties charged with fraud by SEC

Provident Royalties, LLC and many related entities have been charged with engaging in a $485 million offering fraud and orchestrating a ponzi scheme.

Tenant-in-Common (TIC) 1031 Securities Claims

The failure of securities salespersons and their firms to perform due diligence on the TIC deals they recommend, and on the sponsors of the TIC deals, can result in disastrous outcomes for their customers.

Auction Rate Securities

Auction Rate Securities (ARS), often sold as liquid cash equivalents, have become a major problem for investors due to the failures of the auctions and the inability of investors to access their funds.

Copyright 2004-2015, Greco & Greco, P.C.
The information contained in this website is not to be considered legal advice and the purpose of this website is not to provide legal advice. Greco & Greco, P.C. does not intend to create an attorney-client relationship by this website. If the reader has a legal problem, he/she should consult with an attorney. Any information contained in an e-mail sent to Greco & Greco, P.C. shall not be considered privileged or confidential. E-mail is not a secure means of communication and should not be considered such.

W. Scott Greco    Google+     Site Map    Web design: Chaos Abatement